Whitepaper: More Transparency in Capital Markets

How Banks can get a Handle on Securities Trading Monitoring

Monitoring systems can be used to identify abnormalities in securities trading. The rules established for this purpose can be defined individually for each financial institution. The aim of automated monitoring is to identify and prevent market manipulation and insider trading. Conspiciuous patterns of behaviour indicating market manipulation are detected as well as abusive practices, e.g. Wash Trades and Improper Matched Orders.

Our whitepaper reveals:

  • The monitoring of securities trading: what are the core tasks, what are the usual criteria.
  • How financial institutions ¬†manage to set up monitoring as “lean” as possible.
  • How ACTICO can help implementing a monitoring system.

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