Monitoring employee transactions, preventing insider dealing

Software for detecting insider dealing and market manipulation through employee transaction monitoring

Banks are increasingly implementing comprehensive, auditable documentation of employee trading activity (Personal Account Dealings) – helping to safeguard both the institution and its staff. But with this added transparency come new responsibilities and the need for robust technological support.

ACTICO Capital Market Compliance, a module within our Compliance Solutions, supports compliance officers in monitoring and investigating personal account dealings—employee-initiated trades that may pose compliance risks.

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