Software for Managing Regulatory Compliance
Regulatory compliance comprises a whole range of topics that need to be managed according to the risk-based approach: Anti-Money Laundering, Prevention of Market Abuse, Know-Your-Customer, Sanctions Lists Screening, and Embargo Monitoring.
To make use of integrated compliance management, it is mandatory to cross-link these areas and to implement the risk-based approach. That means: Concentrate resources on analyses and investigation exactly where the risks are.
The ACTICO Compliance Suite comprises five software modules which can be used in one interface:
Additional software components such as an authorization scheme, document management and workflows are available in all modules mentioned above. The Compliance Suite also delivers standard rules, which can be adapted by banks and financial service providers according to their business model.
COMPONENTS & SOFTWARE MODULES
The Compliance Suite at a Glance
Top Features of the Compliance Suite Modules
Money Laundering Detection System
Name Matching Customer
Name Matching Transaction
Market Abuse & Insider Dealing Detection
Management of Conflicting Interests
Compliance Agility Package
"ACTICO provided us with software that enabled us to be proactive and not just reactive."
The Compliance Suite interlinks compliance-relevant content, functionalities & processes.
The revision-proof documentation guarantees high transparency at any time.
The graphical representation of compliance rules simplifies the management of a complex network.
The Compliance Suite includes modules for content & technology and ensures a good reputation.
Banks and financial services providers are independent because they can adapt the compliance rules themselves.
Thanks to the graphical design of the basic technology, compliance officers can adapt rules without specialized IT-knowledge.