Software for managing regulatory compliance
Regulatory compliance comprises a whole range of topics that need to be managed according to the risk based approach: Anti-Money Laundering, Prevention of Market Abuse, Know-Your-Customer, Sanctions Lists Screening, and Embargo Monitoring.
To make use of integrated compliance management, it is mandatory to cross-link these areas and to implement the risk-based approach. That means: Concentrate resources on analyses and investigation exactly where the risks are.
The ACTICO Compliance Suite comprises five software modules which can be used in one interface:
- Anti-Money Laundering (MLDS)
- Sanctions Lists Screening (Name Matching Customer)
- Transaction Monitoring (Name Matching Transaction)
- Prevention of Market Abuse and Insider Trading
- Managing Conflicts of Interest
Additional software components such as an authorization scheme, document management, and workflows are available in all modules mentioned above. The Compliance Suite also delivers standard rules, which can be adapted by banks and financial service providers according to their business model.
COMPONENTS & SOFTWARE MODULES
The Compliance Suite at a Glance
Top Features of the Compliance Suite Modules
Money Laundering Detection System
Name Matching Customer
Name Matching Transaction
Market Abuse & Insider Dealing Detection
Management of Conflicting Interests
Compliance Agility Package
"ACTICO provided us with software that enabled us to be proactive and not just reactive."
More efficient processes
By automating the individual modules in the Compliance Suite processes are efficiently collected and analyzed.
The audible documentation allows to follow up high transparency over processes.
Minimized clarification efford
The graphical representation of the process limited the declaration requirements to a minimum through ACTICO Rules.
Positive effect on image
Your company arranges outward security and transparency by using a auditable software.
The margin of error in automated process operations is only a small percentage part compared to conventional methods.
Through to the graphical user interface, new regulations can be designed by internal members itself and the cost can be saved to external specialists even without having special IT.