Risk-Based Compliance

Compliance Suite includes software modules and components for managing regulatory compliance

Automation of Compliance PROCESSES

Combating Money Laundering & Market Manipulation

The ACTICO Compliance Suite is a collaborative software that distributes tasks within compliance efficiently. Take advantage of these benefits:

  • Various compliance functionalities can be combined in a modular system

  • Adjustment to different business models and company sizes

  • Flexible integration into business processes

  • Risk-based approach with consideration of partial risks

  • Fast response through highest transparency



Risk-based Compliance 

Revision-proof, flexible and agile software


Modular design 

Individually adaptable


All in one

Technical & compliance-oriented software components

COMPONENTS & SOFTWARE MODULES

The Compliance Suite at a Glance

Compliance Suite at a glance

Top Features of the Compliance Suite Modules


Money Laundering Detection System

Money Laundering Detection System

Payments are checked by transaction monitoring. Conspicious customer behavior is recognized.

Customer or transaction data are assessed in a risk classification, forming the basis of the risk-based approach.

Name Matching Customer

Name Matching Customer

The customer base is regularly cross-checked against internal and external black lists.

The visual comparison of similarities facilitates the verification of potential hits.

Name Matching Transaction

Name Matching Transaction

Name Matching Transaction checks unusual transactions and, if necessary, stops before they are executed.

All checklists and guidelines can be imported, updated and administered in NMT.



Market Abuse & Insider Dealing Detection

Market Abuse & Insider Dealing Detection

MAID recognizes market abuse and insider dealings.

Legal requirements and company guidelines are displayed in business rules. 

Management of Conflicting Interests

Management of Conflicting Interests

MCI recognizes existing or potential conflicts of interest.

Conflicts of interests can be clarified in MCI via a workflow.

Compliance Agility Package

Departments can flexibly and independently adapt rules and create new ones.

The advantage: speed and independence of compliance officers from internal or external IT services.

Benefits

More efficient processes

The Compliance Suite links all compliance-relevant contents, functions and processes.

Higher transparency

The revision-proof documentation allows for high transparency over processes.

Ease of use

The graphical representation of the compliance rules facilitates the management of complex environments.

Reduced reputational risk

Business and technical features in the compliance suite assist banks and insurers in reducing their reputational risk.

Agile compliance

Banks, insurers and financial service providers can easily design and change their compliance rules. 

Cost reductions

Thanks to the graphical user interface, new regulations can be designed by business users even without having special IT knowledge. External support is not necessary.

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