Frauds, money launderers and terrorists are always changing their tactics to use the financial sector for their own purposes. One of the key tasks of Compliance staff is to observe developments and to quickly adapt the defined rules. The Decision Management Software ACTICO Rules and the CAP module enable the user to implement any required adjustments. Integrated, audit-proof historization makes it transparent when and how Compliance testing was carried out.
The rules are shown in ACTICO Rules. The graphical interface intuitively supports rule processing. The different perspectives allow both funtional and techincal users to read and understand the Compliance rules.
CAP integrates a simulation function. The rules are implemented using data supplied and the results are displayed as statistics. Users can choose whether the implementation is to take place in the productive environment or based on selected test systems.
Modified rules can be load to the target system within CAP. The rule can be activated during this process, and also independently from uploads. Measures are taken to ensure that only one rule version applies at one time.
All versions of a rule loaded to the target system are historized with time stamp and user ID. The system also records who enabled the rule and when they enabled it. This allows the auditors to trace which rules were applied during what time period.